Compliance Executive

We are working with an award winning business in Ipswich who are going from strength to strength and require a compliance executive to join their team. We know that every job advert says that - but this client really is exceptional and well known in their field and you will not be disapointed!

This role's key focus is to deliver expert compliance advice and monitoring service, helping the firm maintain its compliance with existing and emerging regulatory requirements and standards, with particular focus on Data Protection.

You will be joining a business with a strong and competitive benefits package including a very generous pension, modern new facilities, 25 days holiday + bank holiday, yearly profit share bonus, qualifications paid for and more.

Some duties include:

Regulatory Change

Assessing and helping to prepare responses to regulatory Consultation papers where appropriate, especially those issued by the FCA.
Contributing to the production of regulatory update newsletters for the business summarizing issues that may have an impact on the firm or our industry.
Assisting with change management projects in response to new regulatory requirementsCompliance advisory

Providing a proactive advisory service to all areas of the firm on regulatory matters
Preparing/amending policies, procedures, or guidance to reflect regulatory requirements and to address the results of compliance reviews.
Assisting with the preparation and provision of training to all areas of the business on regulatory mattersCompliance monitoring

Carrying out routine compliance monitoring and following up on matters arising
Participating in ad-hoc compliance reviews and branch visits on topical issues
Ensuring that any adverse findings from these reviews are escalated, and monitoring any actions taken to resolve issuesRequirements:

Experience within compliance is essential, ideally within financial services or the legal field
Educated to degree standard is desirable but not essential
An interest in compliance
Clear communication skillsIf you are open to a great new opportunity with a leading business - apply today to discuss this amazing opportunity further